”The Basel Convention on the Transboundary Movement of Hazardous Wastes and their Disposal” was adopted on 21 March 1989 and went into force on 5 May 1992. It establishes a framework of control over the transboundary movements of hazardous wastes.
If a country has joined the treaty through the deposit of ratification (r), accession (a), acceptance (A) or Approval (AA) they are considered Parties as of the indicated date of deposit. The total number of such Parties is listed. If a country has signed the treaty but has not yet ratified it, this is indicated by the word “signature”.
Organization of Economic Cooperation and Development (OECD)
When the Parties to the Convention sought to make an economic distinction between developed and developing countries in Decision II/12, they chose the divider line established by the OECD — a group which currently has 34 members and and for the most part represent the more highly developed and industrialized countries. This group by far produces the most hazardous waste (estimated at 90%) and by far has the most resources to ensure that it is dealt with responsibly at home. Thus the Basel Ban Decision and Amendment were meant to apply only to these countries. In 1995, the Parties created Annex VII and included the EU countries as well as Liechtenstein (an EFTA member country).
European Union
The Basel Convention allows political or economic integration organizations to join the Convention as Parties to it. The European Commission of the European Economic Community, now known as the European Union, has ratified the Convention as have most of their member states. When it comes time to vote in the Convention, ordinarily the European Commission has the competence to vote the 27 votes of the member states plus one vote for the Commission as a bloc of 28. While the competence over ratification of the treaty itself or its amendments remains the subject of some controversy, it is generally accepted that the European Commission possesses the competence for ratification or accession especially over treaties related to trade. With respect to the Basel Ban Amendment which the Commission has ratified while individual member states have not all taken the somewhat redundant step of likewise ratifying, our table records the Commission and all of the EU countries which (in total 28), while not all having deposited individual ratifications, nevertheless are bound by the Basel Ban as having “Implemented!” it in national law as required by the Waste Shipment Regulation of the European Union.
European Economic Agreement
Additionally the countries of Iceland, Liechtenstein and Norway, all members of the European Free Trade Association (EFTA) are also bound by the implementation legislation 259/93 and amendments (see below) due to their obligations under the trade linking agreement between EFTA and the EU known as the European Economic Agreement (EEA). As Norway has ratified the Basel Ban Amendment outright, it is listed as a ratifier of the Basel Ban Amendment while Iceland and Liechtenstein are listed as having implemented it.
Basel Ban
Decision II/12: This decision was passed by a consensus of the 66 Parties at the Second Conference of Parties of the Basel Convention on 25 March 1994. All exports of hazardous wastes from OECD to non-OECD countries would be banned. The ban takes place immediately for final disposal, and for those wastes bound for recycling destinations, the ban would take effect on 31 December 1997.
An X on the table indicates the country joined in the consensus decision.
Decision III/1 and Annex VII: This decision was passed by a consensus of the Parties present at the Third Conference of Parties of the Basel Convention on 22 September 1995. It has been determined that there were 87 Parties at that time. The decision established an amendment to the Convention to establish a new Article 4A and an Annex VII. The article obligates Parties that are listed on Annex VII (country members of the OECD, EU and Liechtenstein) to ban exports of hazardous wastes to all countries not listed on Annex VII. The ban would take place immediately for final disposal, and for those wastes bound for recycling destinations, the ban would take effect on 31 December 1997. The Amendment will go into force when 66 countries (3/4ths of the 87 Parties at that time) have ratified it.
An X on the table, indicates the country joined in the consensus decision in 1995. The word “Ratified” and the country flag indicates that the country has deposited its ratification. The word “Implemented” indicates that the country has not ratified but has in fact implemented the agreement in its national policies or laws. However for a full count of ratifications visit the Deposit Box.
Basel Convention and Basel Ban Country Status Table
Country (Annex VII shaded)
Basel Party
Ban Decision II/12
Ban Decision III/1
Afghanistan
25 March 2013
Albania
29 Jun 1999 (a)
Ratified!
27 Oct 2005 (A)
Algeria
15 Sep 1998 (a)
Andorra
23 Jul 1999 (a)
Ratified!
23 Jul 1999 (A)
Angola
Antigua and Barbuda
05 Apr 1993 (a)
X
X
Argentina
27 Jun 1991 (r)
X
Ratified!
19 Sept 2011
Armenia
01 Oct 1999 (a)
Australia
05 Feb 1992 (a)
X
X
Austria
12 Jan 1993 (r)
X
Ratified!
17 Oct 1999 (A)
Azerbaijan
01 Jun 2001 (a)
Bahamas
12 Aug 1992 (a)
X
X
Bahrain
15 Oct 1992 (r)
Ratified!
25 Jul 2005
Bangladesh
01 Apr 1993 (a)
X
X
Barbados
24 Aug 1995 (a)
Belarus
10 Dec 1999 (a)
Belgium
01 Nov 1993 (r)
X
Ratified!
20 Jun 2003
Belize
23 May 1997 (a)
Benin
04 Dec 1997 (a)
Ratified!
22 Jan 2014
Bhutan
26 Aug 2002 (a)
Bolivia (Plurinational State of)
15 Nov 1996 (r)
Ratified!
31 Mar 2005
Bosnia and Herzegovina
16 Mar 2001 (a)
Botswana
20 May 1998 (a)
Ratified!
17 Jun 2004 (A)
Brazil
01 Oct 1992 (a)
X
X
Brunei Darussalam
16 Dec 2002 (a)
Ratified!
16 Dec 2002 (A)
Bulgaria
16 Feb 1996 (a)
Ratified!
15 Feb 2000
Burkina Faso
04 Nov 1999(a)
Burundi
06 Jan 1997 (a)
Cambodia
02 Mar 2001 (a)
Cameroon
02 Sep 2001 (a)
Canada
28 Aug 1992 (r)
X
X
Cabo Verde
02 Jul 1999 (a)
Central African Republic
24 Feb 2006 (a)
Chad
10 Mar 2004 (a)
Chile
11 Aug 1992 (r)
X
Ratified!
12 Aug 2009 A
China
17 Dec 1991 (r)
X
Ratified!
01 May 2001
Colombia
31 Dec 1996 (r)
Ratified!
10 Jun 2014
Comoros
31 Oct 1994 (a)
Congo, Republic of
20 April 2007 (a)
Ratified!
02 Sept 2014
Congo, Democratic Republic of
06 Oct 1994 (a)
Cook Islands
29 Jun 2004 (a)
Ratified!
29 Jun 2004 (A)
Costa Rica
07 Mar 1995 (a)
X
Cote d'Ivoire
01 Dec 1994 (a)
Ratified!
24 Sept 2013
Croatia
09 May 1994 (a)
X
Implemented! X
Cuba
03 Oct 1994 (a)
X
Cyprus
17 Sep 1992 (r)
X
Ratified!
07 Jul 2000 (A)
Czech Republic
30 Sep 1993 (d)
X
Ratified!
28 Feb 2000 (A)
Denmark
06 Feb 1994 (AA)
X
Ratified!
10 Sep 1997 (AA)
Djibouti
31 May 2002 (a)
Dominica
05 May 1998 (a)
Dominican Republic
10 Jul 2000 (a)
East Timor
Ecuador
23 Feb 1993 (r)
X
Ratified!
06 Mar 1998
Egypt
08 Jan 1993 (a)
X
Ratified!
27 Jan 2004
El Salvador
13 Dec 1991 (r)
X
X
Equatorial Guinea
07 Feb 2003 (a)
Eritrea
10 Mar 2005 (a)
Estonia
21Jul 1992 (a)
X
Ratified!
02 Aug 2001
Ethiopia
12 Apr 2000 (a)
Ratified!
08 Oct 2003
European Union*
07 Feb 1994 (AA)
X
Ratified!
30 Sep 1997 (AA)
Fiji
Finland
19 Nov 1991 (A)
X
Ratified!
05 Jun 1996 (A)
France
07 Jan 1991 (AA)
X
Ratified!
18 Nov 2003 (AA)
Gabon
6 Jun 2008 (a)
Gambia
15 Dec 1997 (a)
Ratified!
09 Mar 2001
Georgia
20 May 1999 (a)
Germany
21 Apr 1995 (r)
X
Ratified!
24 May 2002 (A)
Ghana
30 May 2003 (a)
Ratified!
09 Jun 2005
Greece
04 Aug 1994 (r)
X
Ratified!
12 Jul 2010
Grenada
Guatemala
15 May 1995 (r)
Ratified!
26 Dec 2013
Guinea
26 Apr 1995 (r)
X
Guinea-Bissau
09 Feb 2005 (a)
Guyana
04 Apr 2001 (a)
Haiti
signature
Honduras
27 Dec 1995 (a)
Hungary
21 May 1990 (AA)
X
Ratified!
25 May 2004 (AA)
Iceland
28 Jun 1995 (a)
Implemented!
India
24 Jun 1992 (r)
X
X
Indonesia
20 Sep 1993 (a)
X
Ratified!
24 Oct 2005
Iran, Islamic Republic of
05 Jan 1993 (a)
X
X
Iraq
02 May 2011 (a)
Ireland
07 Feb 1994 (r)
X
Ratified!
13 Nov 2009
Israel
04 Dec 1994 (r)
Implemented! X
Italy
07 Feb 1994 (r)
X
Ratified!
3 March 2009
Jamaica
23 Jan 2003 (a)
Japan
17 Sep 1993 (a)
X
X
Jordan
22 Jun 1989 (AA)
X
Ratified!
06 Dec 2004 (AA)
Kazakhstan
03 Jun 2003 (a)
Kenya
01 Jun 2000 (a)
Ratified!
9 Sep 2009 A
Kiribati
07 Sep 2000 (a)
Korea, Democratic People's Republic of
10 Jul 2008 (a)
Korea, Republic of
28 Feb 1994 (a)
X
Kuwait
11 Oct 1993 (r)
X
Ratified!
12 May 2006
Kyrgyzstan
13 Aug 1996 (a)
Lao, People's Democratic Republic
21 September 2010 (a)
Latvia
14 Apr 1992 (a)
X
Ratified!
18 Dec 2003 (A)
Lebanon
21 Dec 1994 (r)
X
Lesotho
31 May 2000 (a)
Ratified!
22 Feb 2012 A
Liberia
22 Sep 2004 (a)
Ratified!
16 Sep 2005 (A)
Libya
12 Jul 2001 (a)
Liechtenstein
27 Jan 1992 (r)
X
Ratified!
20 May 2003 (A)
Lithuania
24 Apr 1999 (a)
Ratified!
7 Nov 2003 (A)
Luxembourg
07 Feb 1994 (r)
X
Ratified!
14 Aug 1997
Madagascar
02 Jun 1999 (a)
Malawi
21 Apr 1994 (a)
X
X
Malaysia
08 Oct 1993 (a)
X
Ratified!
26 Oct 2001
Maldives
28 Apr 1992 (a)
X
X
Mali
12 May 2000 (a)
Malta
19 Jun 2000 (a)
Implemented!
Marshall Islands
27 Jan 2003 (a)
Mauritania
16 Aug 1996 (a)
Mauritius
24 Nov 1992 (a)
X
Ratified!
09 Nov 2004
Mexico
22 Feb 1991 (r)
X
Implemented! X
Micronesia, Federated States of
06 Sep 1995 (a)
Moldova, Republic of
02 Jul 1998 (a)
Ratified!
18 Nov 2008 (A)
Monaco
31 Aug 1992 (a)
X
Ratified!
20 March 2013 AA
Mongolia
15 Apr 1997 (a)
Montenegro
23 Oct 2006 (d)
Ratified!
23 Oct 2006 (d)
Morocco
28 Dec 1995 (a)
Ratified!
10 Sep 2004 (AA)
Mozambique
13 Mar 1997 (a)
Myanmar
06 January 2015 (A)
Namibia
15 May 1995 (a)
X
Nauru
12 Nov 2001 (a)
Nepal
15 Oct 1996 (a)
Netherlands
16 Apr 1993 (A)
X
Ratified!
22 Jan 2001 (A)
New Zealand
20 Dec 1994 (r)
X
Nicaragua
03 Jun 1997 (a)
Niger
17 Jun 1998 (a)
Nigeria
13 Mar 1991 (r)
X
Ratified!
24 May 2004
Niue
Norway
02 Jul 1990 (r)
X
Ratified! 16 Jul 1997 (A)
Oman
08 Feb 1995 (a)
Ratified! 17 May 2004
Pakistan
26 Jul 1994 (a)
X
X
Palau
08 September 2011 (a)
Panama
22 Feb 1991 (r)
Ratified!
07 Oct 1998
Papua New Guinea
01 Sep 1995 (a)
Paraguay
28 Sep 1995 (a)
Ratified!
28 Aug 1998
Peru
23 Nov 1993 (a)
X
Ratified!
30 Mar 2015 (A)
Philippines
21 Oct 1993 (r)
X
X
Poland
20 Mar 1992 (r)
X
Ratified!
29 Jan 2003 (A)
Portugal
26 Jan 1994 (r)
X
Ratified!
30 Oct 2000
Qatar
09 Aug 1995 (a)
Ratified!
28 Feb 2002
Romania
27 Feb 1991 (a)
X
Ratified!
17 Jul 2002 (A)
Russian Federation
31 Jan 1995 (r)
X
Rwanda
07 Jan 2004 (a)
Saint Kitts and Nevis
07 Sep 1994 (a)
Saint Lucia
09 Dec 1993 (a)
X
Ratified!
22 Jan 2002
Saint Vincent and Granadines
02 Dec 1996 (a)
Samoa
22 Mar 2002 (a)
Sao Tome and Principe
12 November 2013 (a)
Saudi Arabia
07 Mar 1990 (r)
X
Ratified!
10 Jan 2013
Senegal
10 Nov 1992 (a)
X
X
Serbia
18 April 2000 (a)
Ratified!
22 Nov 2002 (A)
Seychelles
11 May 1993 (a)
X
X
Sierra Leone
Singapore
02 Jan 1996 (a)
Slovak Republic
28 May 1993 (d)
X
Ratified!
11 Sep 1998 (A)
Slovenia
07 Oct 1993 (a)
X
Ratified!
01 Dec 2004
Solomon Islands
Somalia
26 July 2010 (a)
South Africa
05 May 1994 (a)
X
X
South Sudan
Spain
07 Feb 1994 (r)
X
Ratified!
07 Aug 1997 (A)
Sri Lanka
28 Aug 1992 (a)
Ratified!
29 Jan 1999
State of Palestine
02 January 2015 (a)
Sudan
09 Jan 2006 (a)
Suriname
20 September 2011 (a)
Swaziland
08 Aug 2005 (a)
Sweden
02 Aug 1991 (r)
X
Ratified!
10 Sep 1997 (A)
Switzerland
31 Jan 1990 (r)
X
Ratified!
07 Nov 2002 (A)
Syrian Arab Republic
22 Jan 1992 (r)
Ratified!
05 Oct 2004
Tanzania, United Republic of
07 Apr 1993 (a)
X
Ratified!
26 Aug 2002
Tajikistan
Thailand
24 Nov 1997 (r)
The former Yugoslav Republic of Macedonia
16 Feb 1997 (a)
Ratified!
18 Nov 2004
Togo
02 Jul 2004 (a)
Tonga
26 March 2010 (a)
Trinidad and Tobago
18 Feb 1994 (a)
X
Ratified!
12 Jan 2000
Tunisia
11 Oct 1995 (a)
Ratified!
26 Mar 1999
Turkey
22 Jun 1994 (r)
X
Ratified!
27 Aug 2003
Turkmenistan
25 Sep 1996 (a)
Tuvalu
Uganda
11 Mar 1999 (a)
Ukraine
08 Oct 1999 (a)
United Arab Emirates
17 Nov 1992 (r)
X
United Kingdom
07 Feb 1994 (r)
X
Ratified!
13 Oct 1997
United States
signature
X
Uruguay
22 Dec 1991 (r)
X
Ratified!
10 Mar 1999
Uzbekistan
07 Feb 1996 (a)
Vanuatu
Venezuela
03 Mar 1998 (r)
Viet Nam
13 Mar 1995 (a)
X
Yemen, Republic of
21 Feb 1996 (a)
Zambia
15 Nov 1994 (a)
Ratified!
27 Jul 2011
Zimbabwe
01 March 2012 (a)
TOTALS:
183 Parties
81 Ratified
(4 More Implemented)
* Gray shading indicates an Annex VII country.
General Note:Due to the constant change in status of various treaties, amendments and protocols, the Basel Action Network cannot ensure the absolute accuracy of all of these listings in this table. We therefore appreciate those that will call our attention to any errors or changes in status to assist us in updating the table as accurately and in as timely a manner as possible.